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This applies even to the stone on the beach; it is intimately bonded
with the other stones, with the carpet of sand on which it rests, and
with the creatures which scramble over it from time to time - through
an array of compulsive forces such as gravity, inertia, and friction.
There are also the sub-atomic and inter-molecular forces which hold it
together in the persistence of being the stone it is. Thus we recognize
this stone existing in a web of relationships, even before we have
begun to consider its relationship with ourselves.
Yet any recognition, any knowledge of any thing can only arise out of
the already-existing relationship we have with what is there in front
of us. With me and the stone we may think of this as beginning when I
turn my gaze in the stone's direction. In the language of the
physiologist, the stone is now casting its unique profile through the
reflected light rays which enter my eyeball; simultaneously the
movement of my attention has brought this stone to the central, most
focal region of my retina. This is how, the physiologist tells us, the
stone comes to exist for me.
But there is always more than merely a visual impact: there is the
possibility that our histories may intertwine, in any number of complex
ways. I may choose to pick the stone up and fling it into the sea, or I
may take it home and grind its surfaces into jewel-like facets to keep
it as a paperweight. One day in the future the same stone, well aimed
and thrown hard, may even strike me dead.
Yet a stone is a comparatively simple thing, compared with the monster
of complexity we have to deal with every day, that which is generated
by the collective interactions of people living in the world
together. Here is where we need the concept of system, to help us
tease out some order, some manageable pattern, from the troubled and
chaotic domain of human life.
Encounter with a system
The essential idea of a system is of several
parts connected together, to make up a single whole. These "single
wholes" are what we meet in the world: a whole factory, a city, a goat,
a woodland, or the man next door. We shall consider my friend Peter,
who is standing across the room from me at this moment. For me there is
something like a choice - though it is rarely a choice consciously made
- whether to give my attention to the whole person, as Peter
addressing me now in this moment, or whether my attention will pick
out details: his facial expression, his slight limp, his untidy
hair. Or I may focus upon a single issue: the reason why he is
annoyed with me. (I have lost the keys to his car.)
We have the ability to shift our attention from a detail, to the "whole
thing" of which it is one contributory detail. This is the crux of our
awareness of systems, and it is a basic element in our everyday
awareness - there is nothing obscure or off-the-beaten-track about it.
It is a great pity that in past decades the word "system" has been
hi-jacked by advertising men and other clever people, to stand for
something super-modern, efficient and a bit too complicated for an
humble person in the street to understand. In fact we understand very
well; therefore our task here is not to spin a complicated new theory,
but to tease out the things we know already, to display them in a way
which helps us to know them better.
When my attention is held by a detail of the Peter-situation (he, by
the way, is wondering why I am not looking at him but am instead
scribbling on a scrap of paper - some notes for the next chapter of my
book. He is getting very angry indeed.) there is an unspoken assumption
that this detail exists in complex relation with all the other relevant
details. This means that somewhere within me I have a working model of
how the different elements interconnect.
Peter's anger at the moment has to do with his car, with the missing
car keys, with what he wanted to do today but is thwarted, with his
natural expectation that I will pay attention to him in a moment such
as this. More broadly this is about the whole complex system of Peter's
life, his concerns and commitments which form the background to his
present feelings and actions (he is going to hit me soon, if I do not
give some attention to the question of where those car keys can be
found.)
Staying with the theoretical question, and keeping Peter's concerns in
the background, there are two separate and important issues here, which
we shall see more clearly if we can disentangle them. We have me
myself, with my appraisal of the system over there. So this
is the question of how accurately I am reading the situation. This
itself has two dimensions to it:
- Questions of what I want from
this, and so, whether my reading is giving me information that is
accurate enough for what I am trying to do in this situation. (Peter
may be about to cause me serious damage. Also, our friendship may be in
ruins. Yet a little attention given now to his very obvious concerns,
could be enough to recall to my mind that I was wearing a different
jacket yesterday when I borrowed his car. The keys are probably in the
pocket.)
- What does the other person want?
For the system "over there" has a life of its own. This is the domain
of claims, and counter-claims, and the question of whether our
interaction meets our own standards of justice, decency, and ethical
relationship.
At this point in our argument, however, we are concerned with the basic
principles of "systems" - and not so much with these personal
questions. Our immediate concern, is this curious relationship between part
and whole. This is at the bottom of the present-day pre-occupation
with matters holistic, yet amidst all the chatter I cannot help feeling
there is a simple and fundamental point which has so far eluded our
grasp. In apprehending the world in terms of parts and wholes, I am
confronting a reality which seems to be built in a series of
distinct layers(1). Stated in
general terms like this it may sound rather obscure, but will show up
clearly in the series of examples we are going to look at.
Consider first your activity in reading this page of writing here.
Where is your attention focused? My guess is that it would most
naturally be with the flow of ideas. Now please notice this:
that you are free to reconsider, and to focus anew. You might, for
instance, come down to a much lower layer in the structure of the text,
to the collection of letters of the alphabet (each of which you readily
identify as an individual item). You may then observe that these
letters are systematically related one with another, so as to give rise
to constellations of words. You can also identify the words in their
own right, of course, which means you are shifting your attention
again, to another set of horizontal relationships in which the words
give rise to the higher-level constellations called "sentences".
What appears in one layer as an organised collection of parts appears
in the next-highest layer as a simple whole - but these "simple wholes"
can themselves act as constituent parts of another whole at a
higher level again. These layers amount to something like a hidden
dimension to our lived reality, a dimension we skeeter up and down with
great mental agility and usually with very little awareness of the
shifts we are making. I am going to refer to this series of layers as
the vertical dimension of our reality, to mark it off from the
practical and logical relationships we are more usually busy with at
the conscious level, and which we can designate as a horizontal
dimension. (These are relationships of causal efficacy or logical
entailment.)
Although I refer to the vertical dimension of reality as "hidden", it
is only invisible because it is so close to us. The dimension itself -
and the possibilities it represents, in terms of these radical shifts
of perspective - is an unchanging element in the landscape, like the
outline of our eyebrows which forms the perpetual upper border of our
visual field. We can become aware of our eyebrows by a special effort
of attention. We can be similarly aware of this "vertical dimension" of
this system-world we inhabit, and we can explore it easily with the
help of simple illustrations.
Another example of the layers is offered by our contemplation of the
sky at night, in all its raw and primordial beauty. Each star is for us
a denumerable and identifiable being in its own right. Yet from the
time when human beings first began to talk together about the stars, we
have contemplated them in their spatially presented patterns. These
patterns have often had a more compelling reality than the individual
stars, since they embodied the Gods and the Heroes of our ancient
tribal myths.
Nowadays we are more inclined to say that the pattern of constellations
is a "projection" of our mythical imagination on to the starry heavens,
and not corresponding to any intrinsic relatedness of the stars in
question. Indeed, we may see a model in the London Planetarium which
shows the three-dimensional relatedness of the stars, in such a way
that the visible constellations appear as a simple two-dimensional
projection onto our visible sky, of an array of elements actually
situated in deep space. This is very obvious when you look at the
model. It implies that if we (dwellers of planet Earth) imagine
ourselves travelling further and further away from our allocated home
in the universe we would find these constellations becoming
progressively distorted, the further we travelled. We would eventually
reach a point where they had become completely unrecognizable.
We might find ourselves, for instance, somewhere within the triangle
delineated by the three stars of Orion's belt. In this case, these
three stars would now be located in completely opposite directions
within the space of our new night sky. The spatial pattern we used to
know when we lived on Earth would now be obliterated: it would only be
for sentimental and nostalgic reasons that we would pick out these
three stars as having any special kinship at all.
It is interesting that if we keep our attention on the horizontal
dimension (the fundamental relationships between the stars) we seem to
have the hackneyed old story in which modern science overtakes and
discredits the old myths. Most educated people, after all, give little
credence to the mythical relationships between Taurus and Cassiopeia
and would broadly accept the relativistic Einsteinian space-time
continuum as the proper way to understand what the stars have to do
with one another. By contrast the vertical dimension shows us a
continuity of belief. We and the ancients are still in agreement on
this fundamental insight: that the stars have unique and irreducible
relationships one with another. It is only when we come to specify the
nature of this relationship that we come to disagreement.
These examples, the constellation of words on the page and of stars in
the sky, illustrates how we organise our perceptions and understanding
into hierarchical patterns of parts and wholes. In this way we
constitute the vertical dimension of the Hypertext structure of our
experience, which I refer to at various different locations on this
web-site. The horizontal dimension - the practical and logical
relationships we trace between things - is ready to spring forth and
display itself for us, at whatever level we choose to place our
attention.
It is important that we recognize here the central role our emotional
attitudes play, in the decision about what level to focus upon. We
choose a particular layer because it feels important, because it has an
emotional charge, or simply because we are used to it (in other words
it feels familiar, or normal, to place our attention here). This
decision, based upon emotional criteria, always has to be made before
the work of practical and logical analysis can begin.
We can generalise our finding in the following way: every item which we
focus our attention upon is embedded within a hierarchical pattern of
parts and wholes, at the same time as it is also implicated in a series
of horizontal relationships covered by everyday logic and practical
reasoning. This points to a quite remarkable gap in the logical
structure of our universe - a gap which is generally concealed from us
by the agile way we skip from level to level in the hierarchy.
The logical gap can be nicely seen in the relationship between structure
and function, as illustrated in the shape of
the modern motor car. Both the structure and the function are
inescapable features: we would never have designed the car in the first
place unless we had its function clearly in mind; and the function can
only be brought to life if it is backed up by a complete and workable
construction. But the surprising fact is that there is nothing in
science or in logic which can bridge the gap between these two levels:
our intricately crafted artefact - every single part designed to fit
into the overall construction - and its higher-level function as a
driving machine (in which Peter, by the way, is now happily conveying
himself to Chiswick having at last retrieved his car keys).
There are perhaps forty thousand distinct manufactured items which have
to be assembled to make one functioning motor car. The construction is
itself hierarchical, based upon a series of sub-assemblages. Each of
these, we may note, has its own systemic and mathematical coherence. So
there is an integral theory of electrical circuitry underlying the
electrical sub-system, a theory of mechanics and chemical combustion
underlying the engine and carburettor, and a theory of oscillations,
inertia and damping functions underlying the suspension system. The
relationship between structure and function is so obvious to us that it
is easy to miss the point, that it is only our participation at the two
different levels which creates any linkage at all between them. It
takes an effort of imagination to recognize that if we did not know
what cars are for there is nothing to connect the intricately
crafted artefact with the use of this machine to travel from place to
place.
Another way to think about this vertical dimension of parts and wholes,
is to consider the different mental worlds which correspond
with the different levels. There is, for example, the world of the
motor mechanic - whose job is simply to restore the collection of parts
to their state of functional integrity. There is the world of the
driver of the car, for whom it is a normal part of his life that he
gets into his car, and travels to where he wants to go. Then there is
the world of the transport system designer who studies the flow
patterns of road, rail and air transport and creates (we hope) an
integrated system which combines economy of consumption with the
greatest freedom of choice compatible with this. And there is the world
of the resource economist, who is tracking the frightening rate of
depletion of the world's fossil fuel reserves and the corresponding
increases of carbon dioxide and toxic hydrocarbon particles in the
atmosphere. The two levels that are most familiar to us, the mechanics
of the car and the experience of driving, are so obvious that we take
the link between them for granted. The other higher levels are less
familiar, and most of us have been resisting recognizing the problems
they pose for us for many decades now.
The motor-car is of interest to us here as an illustration, but it
differs from the systems we aim to study in these pages in one very
important way: this is a system which we are able to specify in all its
relevant details. (This follows from the fact that it has been designed
and constructed by human beings.) When we move to consider the system
of my mental and physical workings, or the system of my relationship
with Peter, there is no longer available to us a complete knowledge of
what is going on at the lower levels. What we are presented with here,
is profiles of a system that - in its totality - is not
available for viewing. One such profile is my conscious sense of what
is going on. It is the barest of sketches, but is enhanced by the
nimble shiftings of level we have previously remarked upon, which can
bring extra layers of information into play at a moment's notice.
Still, the complexity of the whole system is several orders of
magnitude greater than anything I can specify in conversation or in
conscious thinking.
So this is why we need a systems theory. It is simply our way of
reaching out to grasp the vertical dimension of complexity in a more
explicit fashion than we may normally be used to. I have demonstrated
that we have a mass of implicit knowledge of this dimension, but more
often than not this knowledge stays below the level of our conscious
awareness. Nor is it my intention to bring it all up to the conscious
level - a task which would be self-defeating in any case. The function
of the systems theory is to help us become more aware of the form of
this complexity, the better to dwell intelligently within it.
A system that is silly.
Let us now come back to the idea of "the
item in focus" - by which I mean any mental or physical
thing that we are concerned about in the here-and-now. I want to show
you how the systems theory can help us re-shape our sensibility of this
item-in-focus, whatever it may be, in both its horizontal and its
vertical embedments. This is what we have begun to trace already in our
sketches of Peter, of the words on the page, of the stars in the sky,
and the construction of the automobile.
We shall move to a different item-in-focus, using as our example the
gold chain(2) which Antipholus of
Ephesus has commissioned the goldsmith Angelo to forge as a gift for
his wife. Unfortunately and unbeknown to both these characters,
Antipholus has an identical twin brother at present roaming the city
(and equally as confused as he is), to whom Angelo has already given
this chain. Most implausibly, Antipholus One and Antipholous Two happen
to be identically dressed, which means that none of the other
characters suspect that they are two different people. Now the
goldsmith wants his money.
Both Antipholus and Angelo firmly believe, wrongly, that the other is
in possession of the chain. From Angelo's point of view Antipholus is
perversely refusing to pay him. From Antipholus' point of view, the
goldsmith is perversely demanding payment for an item he refuses to
deliver.
Angelo's anger is about as straightforward as it can be. He is owed:
he cannot help but feel that either the gold chain or payment thereof
is his by right. Over and above this, there is an unavoidable feeling
that Antipholus is taking him for a fool.
Angelo "Come, come, you know I gave it to you
even now. Either send the chain or send me by some token (which
means: give me a token showing my right to payment)"
Antipholus (who is equally sure that he is
being taken for a fool) "Fie! now you run this humor out of
breath. Come, where's the chain? I pray you let me see it." (3)
In the play this situation proceeds to get worse, and funnier, and
culminates in the arrest of Antipholus. Now, the special point of
interest for our theory is the emotion involved in all of
this. The audience finds the action hilarious; the two protagonists are
powerfully enraged. These emotions are in fact pointers to the fine
structure of the situation, on this vertical level of complexity which
we have been exploring (this is what makes this a systems theory
of emotional intelligence).
Firstly, we may ask: why is this funny? Humour is a notoriously
difficult thing to pin down and so we should not expect a complete
answer to this question - but we can recognize a clash of
descriptions between two adjacent levels on our vertical axis
which is clearly playing some part in the humour of the situation. At
the level of the individual protagonists (Angelo and Antipholus
considered separately) there is bafflement, rage and impotence in a
situation which simply does not make sense. At our level (that of the
audience) we recognize the whole system of Angelo, Antipholus One and
Antipholus Two so that the action unfolds for us with complete logic.
We know where the chain is, and we know why Angelo and Antipholus are
ignorant of this.
Let us stay with Angelo and his anger. The stumbling-block for him in
this situation is his certain memory of having given the chain to
Antipholus only a few minutes before. Antipholus' refusal to pay, and
denial of all knowledge, offends Angelo's natural expectation that a
person will not deny something that happened only a few minutes ago. We
also expect that they will make payment for their purchases on demand;
instead Angelo gets an outright denial that the transaction has taken
place, which is both baffling and enraging. For us and our theory the
important thing is that the anger is being fuelled by all of these
elements simultaneously - even though it would be very hard for a
person to think of them all at once. In one way the emotion is very
imprecise, but in the very fact that it extends to all these different
issues, this anger can open the way to wondering about how each of them
matters to us.
A pivotal role for emotion.
The pivotal role of emotion in evoking and
colouring what is actually going on for us is not widely recognized in
our Western European culture at large. Yet our delight in comedy and
every form of emotional drama strongly suggests that we understand it
well at a sub-conscious level. I first came to recognize emotion as a
kind of searchlight or litmus paper, in my baffled and angry reaction
to the philosophy of Krishnamurti. He used to teach that the emotions
we call "negative" (anger, fear, grief) were always evidence of our
attachment to things, and that they were our way of binding ourselves
to expectations of the future. This is what was keeping us from living
in the present moment, he seemed to be saying.
My problem was that I always read an implied "should" into this
teaching. This meant that I received a strong message to the effect:
"You should let go of your attachments, you should let go of your
expectations!" This seemed to me be absurd, and a denial of the obvious
fact that even to follow Krishnamurti's argument I had to maintain my
trust in the play of expectations and attachments which would cause me
to give him my attention in the first place, and to read the meaning of
his words correctly in the second place. I was also struggling to
understand in my own way the nature of the complex web of
pre-supposition and expectation of the way in which language, thought
and reality will all compose themselves, precisely and miraculously,
from moment to moment. Without all of this, there would be no me, no
Krishnamurti, and no dialogue concerning the Deeper Freedoms. I felt he
was playing with my mind, in a perverse and ignorant manner.
The moment of liberation for me, in relation to Krishnamurti's
teaching, was when I wholeheartedly let go of this sense of "should"
and was simply able to recognize my emotion and my attachments. If I
accept that I am angry, baffled and impotent in this situation, that I
am caught up in all sorts of expectations, needs and desires, then I
have gained a powerful and sensitive tool for diagnosing the
pattern of my attachments and expectations.
So we are looking at Angelo's emotion of anger, which is about an
object (the disputed gold chain). This emotion points up and down the
vertical axis of our systems map, and can thus help us make sense of
the larger pattern of behaviour for which the rendering (or not
rendering) of the chain is but a single component. We have already
touched upon the higher-level system of trade and exchange which is the
ground for both protagonists' expectations of each other. The goldsmith
practises his craft as a way to make a living. He relies on the habits
and expectations of all of us, that we will pay him for his goods, and
that we will acknowledge our relevant past actions (the taking of the
chain) as our own.
Through the dramatic device of identical twin brothers Shakespeare has
brought it about that these expectations are frustrated. Antipholus
does not own the actions of his missing identical twin, hence we have
the hilarious spectacle of two innocent people bellowing their outrage
at one another. And now we can see that underneath the comedy there are
important issues at stake: the identity and integrity of the human
person, and also the reliable conduct of trade (then, by implication,
the stability of our social customs generally). There is a gold chain
which has been misplaced. Its very absence makes it the item in focus
for both the characters and the vehicle for the expression and working
out of those higher level issues.
The fact that the anger is felt in relation to these various different
levels is an indication of multiple levels of interaction that each
person has with the situation. Antipholus wants a chain for his wife -
but the chain has vanished. He has entered into a contract for sale -
but the sale has become void. He is being called a liar and arrested as
a cheat - since, not being able to produce the chain, this is what he
appears to be. His anger is about all of these things at once.
Here we are getting closer to an explanation for how one world can
appear to us in these multiple different ways, and with no logical
bridges between the different levels. It arises from the complex way in
which we interact with the world. We can also see what is entailed in
one level being "higher" than another. On the lower level we are
interacting with the "parts" (the chain, the agreement on the price)
and on the higher level we are interacting with the "wholes" (the
offering of a gift, the contract to purchase, and the system of trade
constituted by the widespread practice of such contracts). We have the
ability to focus our conscious awareness on each level in turn, but
this is usually only one level at a time.
Our feelings are not confined in this way; they are coloured by all the
levels that affect us at this moment, regardless of whether we are
attending to them consciously or not. In this way feeling carries an
intelligence of quite a different order compared with that of conscious
perception and belief.
When we turn to the practical applications of this theory in later
chapters, we shall make use of the concept of the definition of the
situation (4) - as a way to make sense of
what is happening at the various different levels we consider. Thus we
can think of Angelo's and Antipholus' emotional combat under a range of
different definitions: two men in a comic battle about which one of
them is going to prevail; an angry dispute about the location of the
chain; an angry and incoherent struggle to find out which of the two
men is lying.
Parts and wholes: higher and lower.
In trying to disentangle and explore the
different levels of interaction, it will help us if we can gain a
clearer idea of the relation of "higher and lower". I have suggested
that the higher level consists of whole objects which appear at the
lower level as connected ensembles of different parts. The notions of
"wholes" and "parts", however, can mislead us into supposing that the
whole must contain the parts; we need to be clear that this
is not necessarily in the sense of spatial containment. A
whole system can be dispersed in space and time (for instance, my
project of writing this book) in a way which altogether defies the
notion of simple location of parts within a whole. The essential
feature is that the higher level is a structure or pattern which
emerges out of the interaction of the parts which make it up. These
lower level parts can be thought of as being independent of the whole,
insofar as they could just as easily exist in quite different contexts.
But the whole, the higher level, only exists by virtue of an effective
interaction amongst the parts at the lower level (5).
.
One simple example of this is the playing of a tune. A tune
is a completed entity in its own right - this is especially obvious in
those cases where the tune acts upon us as a signal or symbol ("Come to
the Cook-house Door, Boys!" is a bugle signal which informs the company
that dinner is served; many loving couples have some piece of music or
a song which for them evokes the magic and beauty of their
relationship). But in the actual playing of a tune we can recognize
that it comes into being through a temporal succession of distinct and
measured notes. Played backwards we may observe that it still contains
the same notes; yet we may now find it to be both un-melodious and
unrecognizable; certainly it is not the same tune.
Here also we see the very important function of time, in the
unfolding of a higher level out of a pattern of prior events. The time
factor is one important reason why the whole is definitely not
equivalent to the sum of its parts. The whole, once constituted, has
its own emergent properties and consequences, as if it were an entity
in its own right. The playing of a tune illustrates this well; other
examples are the living organism (though in this case it is a process
continuously renewed and repeated, which obscures the time-factor
somewhat), and any completed action - for instance the Battle of
Waterloo. In all these cases there is a process unfolding in time, and
a higher level process emerging as a result. The individual foot
soldier in the heat of the battle knows virtually nothing about the
broad sweep of events to which he is contributing; he may even be dead
before the outcome is decided. Yet the defeat of the Napoleonic force
was nothing else than a cumulation of many individual actions, which
converged - partly through strategy and partly through accident - upon
that final outcome.
In each of these cases we see the higher level emerging out of a prior
succession of events. This is how it will tend to appear when we think
of our selves as taking part in the relevant processes. When we take up
an observer's point of view the relationship between the levels is more
likely to appear in the form of the lower level being pre-supposed
in the higher level. As an observer of the completed battle, as the
listener of the tune, I simply take for granted the accurate placement
of the component parts. But if anything was significantly out of place
- if the tactics of the battle had gone in a different direction, if
enough wrong notes were introduced into the tune, if a link were
missing from the chain, or if the animal's heart or kidneys failed to
function, then there would be a very different situation indeed. We
would no longer have a defeated Napoleon, a recognizable "I Can't Give
You Anything but Love", a saleable gold chain, or a live and healthy
porcupine.
So in our relationship with some given item - the gold chain, let us
say again - we are taking for granted all of the lower-level
processes which underwrite that item. When I look upon the chain
as an item of commercial exchange, or as a token of a man's good faith,
I have to be supposing that it is already true that the chain exists
and with everything else which this existence implies: its history, its
physical structure, and its persistence as an enduring object of human
desire. The history includes yet lower levels, in particular the whole
set of actions which converged upon the forging of this individual
piece of jewellery. There is Angelo's prior commitment to learning and
practising his craft, and there is the mining, transportation and
delivery of the gold from which he forged the chain.
When I try to depict this in writing I come up against an unavoidable
gap between the general terms "gold", "chain", "physical structure" and
so on, and the concrete historical reality I would like to be able to
evoke. Here I wish to emphasize the fact that any actual gold chain has
its own unique historical route from manufacture to dissolution, its
unique material and its actual occasion of manufacture by real people.
In the twentieth century the manufacturers are likely to be operating
the mass production of anonymous articles, in contrast to the
hand-wrought chain which the actors would have fought over in
Shakespeare's time. Yet regardless of what the manufacturing process
is, a gold chain is inescapably the product of concrete materials and
concrete human labour.
We in the modern world are largely ignorant of the history of the
objects we "consume" and it is easy for us to overlook that every
object has a history. Yet it is always the case, that there
is work being done at levels lower than where we place our attention;
this means in effect that we are taking that work for granted. (This is
evident in such a prosaic case as "the man of the house" taking for
granted the work that is entailed in maintaining and caring for the
home, and in educating and looking after the children.) Our seemingly
innocent participation in the market economy entails a similar
ignorance of layer upon layer of activities which are necessary for the
arrival of each commodity or utility in our home.
This ignorance is quite worrying, because our act of purchase most
certainly registers within the economy as a demand; thus it
encourages the repetition of those lower-level activities which
produced the item in the first place. So we can easily help to
perpetuate the systematic exploitation - of nature, or raw materials,
and of human labour - and be none the wiser in respect of pain signals
being generated in lower levels of the system. Greater systems
awareness, and insistence on the need for informed consumer choice,
could help this situation greatly. We could move towards a position
where we could effectively discourage any vicious circles of
exploitation, and could encourage humane and sustainable practices
including fair trade.
It should be clear from this range of examples that there is a massive
wealth of detail always available about the lower layers of complexity
in respect of any item in focus; we have simply to ask the right
questions and be willing to undertake the necessary research. The
higher levels can be more problematic because we may not know what
questions to ask; also these higher levels often refer to the
future implications of our actions (which may not be at all clear
or settled in the present moment).
Here is another place where literature and drama can help us - in
tracing, for instance, the likely consequences of acts of deceit or
meanness - consequences which often escape the awareness of those who
commit them in real life (6). This is the
kind of arena which will be very usefully illuminated by the present
theory. Both a better developed systems awareness, and an active
dialogue of emotional intelligence, can help bring home to us the
cumulative effects of our habitual behaviours. We will come to
recognize clearly that even small acts of kindness, consideration,
empathy and civility have a powerful long term influence on the quality
of the human environment. This environment is, after all, created by us
through our day to day interactions. The levels of trust, mistrust,
friendship and alienation which we have to live with tomorrow are what
we are creating today through a process which is largely invisible, but
powerful nonetheless. They can make the difference between a mutually
supportive community, an efficient but mindless ant-heap existence, or
a "Mad Max" world given over to predatory gangs stalking the ruins of
civilisation. Don't we want the George Eliot quote as a footnote?
In this chapter I have restricted myself once again to depicting the
broad spread of details in an extremely complex situation. I have
wanted to establish the principle of many simultaneous layers of
meaning to each and every situation - each layer of which we have the
option to trace out in more detail if that is where we want to dedicate
our attention and energy. I have wanted to demonstrate how emotion can
be a powerful means of orienting ourselves within this complex field.
Emotion by itself would not give us the information needed to unravel
the layers of concern of a tormented goldsmith; but it is evident that
without the emotion we would not have any idea of what it was that we
needed to unravel.
These multiple layers of meaning do not always look out onto complete
and coherent systems. In human affairs there are important areas of
confusion, conflict and incoherence (7);
a search for system in such places will reveal many blind alleys,
bottomless pits and other geometrical curiosities. The so-called
"natural" world - as we explore its inner structure with the tools of
atomic physics and physical chemistry - seems somewhat less prone to
such incoherencies. As natural science progresses it comes increasingly
to reveal the world in terms of the emergent properties of collections
of lower level elements; in other words it parallels very closely the
kind of schema I have been outlining in this chapter. For instance the
familiar properties of substances like wood, coal and diamond - their
textures, hardness, resilience and chemical reactivity - are seen as
the outcome of particular ways in which the atoms and molecules are
packed, and of the particular structuring (including the electrical and
inertial properties) of the individual molecules, atoms, and elementary
particles.
This suggests that if we try to map out several system layers in detail
there will be times when we come upon domains of interest where a
more-or-less complete mapping is practicable, and there will be other
times when we will be thwarted by contradiction or insufficient
information. The failures are especially likely where we have reduced
co-operation amongst different human factions - those situations where
it is not possible for us to pool or correlate our information, or
where our quest for data is actively obstructed by others. But the
recent development of "chaos theory" has acknowledged that there are
also complex physical systems where our knowledge is likewise condemned
to be incomplete (8).
The systems theory of emotional intelligence does not aspire to any
complete system of mapping in any case. What is essential is to
understand how several layers of reality can co-exist in the way that
they do, and to recognize that we often need to refer to more than one
of these at a time if we want to understand and cope with the various
practical challenges which life throws in our way. It is also to
recognize that emotion is a powerful signal that can alert us to
important events going on in the layers where our attention happens not
to be focused upon, at some given time. We thus have the beginnings of
a method for unravelling "difficult situations" - a way of researching
that will be steered by emotion but informed by all of our practical
intelligence and know-how.
NOTES TO THIS SECTION
1. The conception of a reality which is
structured in multiple layers has been with us at least since the time
of
Charles Darwin, and the explosion of biological, neurophysiological and
biochemical understanding that followed
him. It has been a prominent feature in the accounts by every
philosopher who has recognized the major challenge
which Darwin's work makes to our understanding. (This is prominent in
the Classic American
tradition: Peirce, James, Dewey, Whitehead, Mead, Randall, Buchler -
and most consummately developed and portrayed in the "Ordinal
Metaphysics" of Justus Buchler. See Towards a General Theory of
Human Judgment, Nature and Judgment, and
The Metaphysics of Natural Complexes).
2. The Comedy of Errors by
William Shakespeare.
3. Act IV, scene i, lines 54-58.
4. This will be further elaborated in
subsequent writing.
5. This is precisely the situation
described by Konrad Lorenz, in the genesis of human conceptual
thinking, from the
simultaneous operation of a set of simpler skills, as we discussed it
in the previous chapter.
6. An Inspector
Calls, by J.B.Priestley.
7. I have explored these questions
elsewhere.
8. In similar vein, Heisenberg's famous principle
of uncertainty perhaps refers to an actual indeterminacy in the
behaviour of elementary particles, and not merely a limitation on the
data we are in a position to obtain in practice.
© all content: copyright reserved,
Michael Roth, March 2009
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